Form 4 for ALKS Alkermes plc.
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-20 · accession 0001127602-23-006518 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-22 | 2023-02-20 | ALKS | POPS RICHARD F | CEO, Dir, Alkermes plc | A - Grant | — | +119.7K | 1.09M | +12% | — |
| DM | 2023-02-22 | 2023-02-20+ | ALKS | POPS RICHARD F | CEO, Dir, Alkermes plc | F - Tax | $28.01 | -67.5K | 1.05M | -6% | -$1.89M |
| D | 2023-02-22 | 2023-02-21 | ALKS | POPS RICHARD F | CEO, Dir, Alkermes plc | M - OptEx | — | +32.4K | 1.07M | +3% | — |
| D | 2023-02-22 | 2023-02-21 | ALKS | POPS RICHARD F | CEO, Dir, Alkermes plc | M - OptEx | — | -32.4K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-02-20 | A | A | 119,713 | — | 1,088,012 | D | — | — | (F1) These ordinary shares were acquired by the reporting person as a result of the vesting of performance-vesting restricted stock unit awards granted to the reporting person on February 20, 2020 with a three-year performance period that ended on December 31, 2022 (the "2020 PRSUs"). The vesting of this portion of the 2020 PRSUs was triggered by the determination of achievement of certain pre-specified performance goals and application of a total shareholder return modifier and represents the final vesting event under the 2020 PRSUs. |
| 2 | Common | Ordinary Shares | 2023-02-20 | F | D | 53,145 | $28.07 | 1,034,867 | D | — | — | |
| 3 | Common | Ordinary Shares | 2023-02-21 | M | A | 32,400 | — | 1,067,267 | D | — | — | (F2) Each restricted stock unit represents a contingent right to receive one ordinary share. |
| 4 | Common | Ordinary Shares | 2023-02-21 | F | D | 14,386 | $27.77 | 1,052,881 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit Award | 2023-02-21 | M | D | 32,400 | — | 0 | D | — · — to — | 32,400 Ordinary Shares | (F2) Each restricted stock unit represents a contingent right to receive one ordinary share. (F3) This award is fully vested in accordance with its terms. |