Form 4 for CCL Carnival Corporation
Accepted 2023-02-23 00:00:00 ET · period of report 2023-02-21 · accession 0001127602-23-006682 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-02-23 | 2023-02-21 | CCL | Bernstein David | CFO, CAO | A - Grant | $0.00 | +252.0K | 225.1K | New | $0 |
| 2023-02-23 | 2023-02-21 | CCL | Bernstein David | CFO, CAO | S - Sale | $11.08 | -107.1K | 286.0K | -27% | -$1.19M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-21 | A | A | 168,014 | $0.00 | 393,160 | D | — | — | (F4) The grant was approved by the Compensation Committees as a total value to be received in the form of PBS RSUs. The 2022 MIP bonus payout percentage was applied to the PBS target value to determine the actual PBS grant value. The Compensation Committees also approved that the number of PBS RSUs were determined by dividing the value by the closing price on date of grant. |
| 2 | Common | Common Stock | 2023-02-21 | A | A | 84,007 | $0.00 | 225,146 | D | — | — | (F2) The grant was approved by the Compensation Committees as a total value to be received in the form of MTE RSUs. The 2022 Management Incentive Plan ("MIP") bonus payout percentage was applied to the MTE target value to determine the actual MTE grant value. The Compensation Committees also approved that the number of MTE RSUs were determined by dividing the value by the closing price on date of grant. |
| 3 | Common | Common Stock | 2023-02-21 | S | D | 107,119 | $11.08 | 286,041 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $11.055 to $11.135. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |