Form 4 for ILMN ILLUMINA, INC.
Accepted 2023-02-23 00:00:00 ET · period of report 2023-02-21 · accession 0001127602-23-006855 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-23 | 2023-02-22 | ILMN | Aravanis Alexander | SVP, CTO | S - Sale+OE | $201.74 | -5,398 | 5,242 | -51% | -$1.09M |
| D | 2023-02-23 | 2023-02-21 | ILMN | Aravanis Alexander | SVP, CTO | M - OptEx | $0.00 | +9,292 | 12.2K | +318% | $0 |
| D | 2023-02-23 | 2023-02-21 | ILMN | Aravanis Alexander | SVP, CTO | F - Tax | $202.84 | -3,894 | 8,320 | -32% | -$789.9K |
| D | 2023-02-23 | 2023-02-21 | ILMN | Aravanis Alexander | SVP, CTO | M - OptEx | $0.00 | -9,292 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-22 | S | D | 2,320 | $202.16 | 2,922 | D | — | — | (F3) The sale was made pursuant to a 10b5-1 plan. (F5) Weighted average sale price representing 2,320 shares sold ranging from $201.89 to $202.65 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. |
| 2 | Common | Common Stock | 2023-02-21 | M | A | 9,292 | $0.00 | 12,214 | D | — | — | (F1) Represents shares of stock awarded as a result of the Company achieving at least 94% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on July 6, 2020. (F2) Balance includes 65 shares acquired through Employee Stock Purchase Plan. |
| 3 | Common | Common Stock | 2023-02-21 | F | D | 3,894 | $202.84 | 8,320 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-22 | S | D | 3,078 | $201.42 | 5,242 | D | — | — | (F3) The sale was made pursuant to a 10b5-1 plan. (F4) Weighted average sale price representing 3,078 shares sold ranging from $200.88 to $201.85 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. |
| 5 | Derivative | Performance Shares | 2023-02-21 | M | D | 9,292 | $0.00 | 0 | D | — · — to 2023-01-01 | 9,292 Common Stock | (F1) Represents shares of stock awarded as a result of the Company achieving at least 94% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on July 6, 2020. |