Form 4 for VOYA Voya Financial, Inc.
Accepted 2023-02-23 00:00:00 ET · period of report 2023-02-20 · accession 0001127602-23-006880 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-23 | 2023-02-20+ | VOYA | Ferrara Nancy | See Remarks | M - OptEx | $1.20 | +9,194 | 15.1K | +156% | +$11.0K |
| DM | 2023-02-23 | 2023-02-20+ | VOYA | Ferrara Nancy | See Remarks | F - Tax | $74.24 | -3,732 | 15.3K | -20% | -$277.1K |
| DM | 2023-02-23 | 2023-02-22 | VOYA | Ferrara Nancy | See Remarks | A - Grant | $0.00 | +8,907 | 13.9K | +177% | $0 |
| DM | 2023-02-23 | 2023-02-20+ | VOYA | Ferrara Nancy | See Remarks | M - OptEx | $0.00 | -9,194 | 9,924 | -48% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-20 | M | A | 4,700 | $0.00 | 14,578 | D | — | — | (F1) Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. |
| 2 | Common | Common Stock | 2023-02-20 | F | D | 1,848 | $74.44 | 12,730 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-20 | M | A | 1,356 | $0.00 | 14,086 | D | — | — | (F1) Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. |
| 4 | Common | Common Stock | 2023-02-20 | F | D | 590 | $74.44 | 13,496 | D | — | — | |
| 5 | Common | Common Stock | 2023-02-22 | F | D | 150 | $73.34 | 15,340 | D | — | — | (F2) FICA tax withholding on the grant of restricted stock units. |
| 6 | Common | Common Stock | 2023-02-21 | F | D | 626 | $74.44 | 14,460 | D | — | — | |
| 7 | Common | Common Stock | 2023-02-22 | M | A | 1,398 | $0.00 | 15,858 | D | — | — | (F1) Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. |
| 8 | Common | Common Stock | 2023-02-22 | F | D | 518 | $73.34 | 15,340 | D | — | — | |
| 9 | Common | Common Stock | 2023-02-22 | M | A | 150 | $73.34 | 15,490 | D | — | — | (F2) FICA tax withholding on the grant of restricted stock units. |
| 10 | Common | Common Stock | 2023-02-21 | M | A | 1,590 | $0.00 | 15,086 | D | — | — | (F1) Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. |
| 11 | Derivative | Performance Stock Unit | 2023-02-22 | A | A | 4,898 | $0.00 | 29,337 | D | — · — to — | 4,898 Common Stock | (F7) The stock units will vest based on their respective award agreements. (F8) The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above. |
| 12 | Derivative | Restricted Stock Units | 2023-02-20 | M | D | 1,356 | $0.00 | 12,912 | D | — · — to — | 1,356 Common Stock | (F4) The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. |
| 13 | Derivative | Restricted Stock Units | 2023-02-22 | M | D | 150 | $0.00 | 13,783 | D | — · — to — | 150 Common Stock | (F2) FICA tax withholding on the grant of restricted stock units. (F6) 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026. (F7) The stock units will vest based on their respective award agreements. |
| 14 | Derivative | Performance Stock Unit | 2023-02-20 | M | D | 4,700 | $0.00 | 24,439 | D | — · — to — | 4,700 Common Stock | (F3) The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. |
| 15 | Derivative | Restricted Stock Units | 2023-02-22 | A | A | 4,009 | $0.00 | 13,933 | D | — · — to — | 4,009 Common Stock | (F5) Each stock unit represents a conditional right to receive one share of the company's common stock. (F6) 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026. |
| 16 | Derivative | Restricted Stock Units | 2023-02-21 | M | D | 1,590 | $0.00 | 11,322 | D | — · — to — | 1,590 Common Stock | (F4) The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. |
| 17 | Derivative | Restricted Stock Units | 2023-02-22 | M | D | 1,398 | $0.00 | 9,924 | D | — · — to — | 1,398 Common Stock | (F4) The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. |