Form 4 for VOYA Voya Financial, Inc.
Accepted 2023-02-23 00:00:00 ET · period of report 2023-02-20 · accession 0001127602-23-006951 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-23 | 2023-02-20+ | VOYA | Nelson Charles P | See Remarks | F - Tax | $74.31 | -17.4K | 190.7K | -8% | -$1.29M |
| DM | 2023-02-23 | 2023-02-20+ | VOYA | Nelson Charles P | See Remarks | M - OptEx | $0.00 | +41.2K | 196.7K | +26% | $0 |
| DM | 2023-02-23 | 2023-02-20+ | VOYA | Nelson Charles P | See Remarks | M - OptEx | $0.00 | -41.2K | 63.1K | -40% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-20 | F | D | 2,335 | $74.44 | 194,369 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-22 | F | D | 2,117 | $73.34 | 203,024 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-22 | M | A | 5,719 | $0.00 | 205,141 | D | — | — | (F1) Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. |
| 4 | Common | Common Stock | 2023-02-21 | F | D | 2,971 | $74.44 | 199,422 | D | — | — | |
| 5 | Common | Common Stock | 2023-02-21 | M | A | 8,024 | $0.00 | 202,393 | D | — | — | (F1) Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. |
| 6 | Common | Common Stock | 2023-02-20 | M | A | 21,479 | $0.00 | 200,678 | D | — | — | (F1) Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. |
| 7 | Common | Common Stock | 2023-02-20 | F | D | 9,955 | $74.44 | 190,723 | D | — | — | |
| 8 | Common | Common Stock | 2023-02-20 | M | A | 5,981 | $0.00 | 196,704 | D | — | — | (F1) Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. |
| 9 | Derivative | Restricted Stock Units | 2023-02-22 | M | D | 5,719 | $0.00 | 36,211 | D | — · — to — | 5,719 Common Stock | (F3) The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. |
| 10 | Derivative | Restricted Stock Units | 2023-02-21 | M | D | 8,024 | $0.00 | 41,930 | D | — · — to — | 8,024 Common Stock | (F3) The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. |
| 11 | Derivative | Restricted Stock Units | 2023-02-20 | M | D | 5,981 | $0.00 | 49,954 | D | — · — to — | 5,981 Common Stock | (F3) The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. |
| 12 | Derivative | Performance Stock Unit | 2023-02-20 | M | D | 21,479 | $0.00 | 63,066 | D | — · — to — | 21,479 Common Stock | (F2) The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. |