Form 4 for YUMC Yum China Holdings, Inc.
Accepted 2023-02-24 00:00:00 ET · period of report 2023-02-22 · accession 0001127602-23-006953 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-24 | 2023-02-22 | YUMC | Wat Joey | CEO, Dir | M - OptEx | $22.32 | +18.8K | 273.9K | +7% | +$419.1K |
| D | 2023-02-24 | 2023-02-22 | YUMC | Wat Joey | CEO, Dir | S - Sale+OE | $62.02 | -12.0K | 261.9K | -4% | -$745.4K |
| D | 2023-02-24 | 2023-02-22 | YUMC | Wat Joey | CEO, Dir | D - Sale to Iss | $62.00 | -6,761 | 255.1K | -3% | -$419.2K |
| D | 2023-02-24 | 2023-02-22 | YUMC | Wat Joey | CEO, Dir | M - OptEx | $0.00 | -18.8K | 8,284 | -69% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-22 | M | A | 18,779 | $22.32 | 273,923 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-22 | S | D | 12,018 | $62.02 | 261,905 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $62.00 to $62.07. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2023-02-22 | D | D | 6,761 | $62.00 | 255,144 | D | — | — | |
| 4 | Derivative | Stock Appreciation Right | 2023-02-22 | M | D | 18,779 | $0.00 | 8,284 | D | $22.32 · — to 2025-02-06 | 18,779 Common Stock | (F2) Vested in full. |