Form 4 for MRNA Moderna
Accepted 2023-02-24 00:00:00 ET · period of report 2023-02-22 · accession 0001127602-23-007042 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-24 | 2023-02-22+ | MRNA | Bancel Stephane | CEO, Dir | M - OptEx | $0.99 | +80.0K | 5.45M | +1% | +$79.2K |
| DM | 2023-02-24 | 2023-02-22+ | MRNA | Bancel Stephane | CEO, Dir | S - Sale+OE | $152.48 | -80.0K | 5.44M | -1% | -$12.20M |
| DM | 2023-02-24 | 2023-02-22+ | MRNA | Bancel Stephane | CEO, Dir | M - OptEx | $0.00 | -80.0K | 1.43M | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-22 | M | A | 40,000 | $0.99 | 5,451,946 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-23 | S | D | 3,754 | $148.27 | 5,412,246 | D | — | — | (F10) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $148.05 to $148.76. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 3 | Common | Common Stock | 2023-02-23 | S | D | 8,256 | $147.43 | 5,416,000 | D | — | — | (F9) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $147.04 to $148.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 4 | Common | Common Stock | 2023-02-23 | S | D | 12,890 | $146.75 | 5,424,256 | D | — | — | (F8) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $146.03 to $147.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 5 | Common | Common Stock | 2023-02-23 | S | D | 7,486 | $145.25 | 5,437,146 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $144.84 to $145.79. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 6 | Common | Common Stock | 2023-02-23 | S | D | 7,314 | $144.45 | 5,444,632 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $143.81 to $144.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 7 | Common | Common Stock | 2023-02-23 | M | A | 40,000 | $0.99 | 5,451,946 | D | — | — | |
| 8 | Common | Common Stock | 2023-02-22 | S | D | 500 | $160.28 | 5,411,946 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $160.19 to $160.42. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 9 | Common | Common Stock | 2023-02-22 | S | D | 8,725 | $159.59 | 5,412,446 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $159.15 to $160.11. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 10 | Common | Common Stock | 2023-02-22 | S | D | 20,303 | $158.53 | 5,421,171 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $158.14 to $159.14. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 11 | Common | Common Stock | 2023-02-23 | S | D | 300 | $149.86 | 5,411,946 | D | — | — | (F11) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $149.42 to $150.21. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 12 | Common | Common Stock | 2023-02-22 | S | D | 10,472 | $157.87 | 5,441,474 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $157.13 to $158.13. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 13 | Derivative | Stock Option (Right to Buy) | 2023-02-23 | M | D | 40,000 | $0.00 | 1,387,155 | D | $0.99 · — to 2023-08-19 | 40,000 Common Stock | (F14) This option is fully vested and exercisable. |
| 14 | Derivative | Stock Option (Right to Buy) | 2023-02-22 | M | D | 40,000 | $0.00 | 1,427,155 | D | $0.99 · — to 2023-08-19 | 40,000 Common Stock | (F14) This option is fully vested and exercisable. |