Form 4 for ALKS Alkermes plc.
Accepted 2023-02-24 00:00:00 ET · period of report 2023-02-22 · accession 0001127602-23-007178 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-24 | 2023-02-22 | ALKS | Gaffin David Joseph | EVP, CLO, Alkermes, Inc | F - Tax | $27.77 | -3,224 | 126.9K | -2% | -$89.5K |
| D | 2023-02-24 | 2023-02-22 | ALKS | Gaffin David Joseph | EVP, CLO, Alkermes, Inc | M - OptEx | — | +7,286 | 130.1K | +6% | — |
| DM | 2023-02-24 | 2023-02-23 | ALKS | Gaffin David Joseph | EVP, CLO, Alkermes, Inc | A - Grant | $0.00 | +150.8K | 30.2K | New | $0 |
| D | 2023-02-24 | 2023-02-22 | ALKS | Gaffin David Joseph | EVP, CLO, Alkermes, Inc | M - OptEx | — | -7,286 | 14.6K | -33% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-02-22 | F | D | 3,224 | $27.77 | 126,853 | D | — | — | |
| 2 | Common | Ordinary Shares | 2023-02-22 | M | A | 7,286 | — | 130,077 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one ordinary share. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2023-02-23 | A | A | 120,615 | $0.00 | 120,615 | D | $27.36 · — to 2033-02-23 | 120,615 Ordinary Shares | (F3) Shares underlying the stock option vest and become exercisable in four equal annual installments commencing on 2/23/2024. |
| 4 | Derivative | Restricted Stock Unit Award | 2023-02-23 | A | A | 30,154 | $0.00 | 30,154 | D | — · — to — | 30,154 Ordinary Shares | (F1) Each restricted stock unit represents a contingent right to receive one ordinary share. (F4) Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/23/2024. |
| 5 | Derivative | Restricted Stock Unit Award | 2023-02-22 | M | D | 7,286 | — | 14,572 | D | — · — to — | 7,286 Ordinary Shares | (F1) Each restricted stock unit represents a contingent right to receive one ordinary share. (F2) Shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/22/2022. |