Form 4 for HAPN Happen, Inc.
Accepted 2023-02-28 00:00:00 ET · period of report 2023-02-25 · accession 0001127602-23-007633 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-28 | 2023-02-25 | HAPN | Kay Valerie | Bank-Chief Capital Off | M - OptEx | $0.00 | +38.6K | 201.3K | +24% | $0 |
| D | 2023-02-28 | 2023-02-25 | HAPN | Kay Valerie | Bank-Chief Capital Off | F - Tax | $9.61 | -22.0K | 189.1K | -10% | -$211.0K |
| DM | 2023-02-28 | 2023-02-25 | HAPN | Kay Valerie | Bank-Chief Capital Off | M - OptEx | $0.00 | -38.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-25 | M | A | 5,487 | $0.00 | 206,805 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2023-02-25 | M | A | 4,279 | $0.00 | 211,084 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2023-02-25 | F | D | 21,953 | $9.61 | 189,131 | D | — | — | (F2) Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 4 | Common | Common Stock | 2023-02-25 | M | A | 6,298 | $0.00 | 183,288 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 5 | Common | Common Stock | 2023-02-25 | M | A | 4,493 | $0.00 | 176,990 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 6 | Common | Common Stock | 2023-02-25 | M | A | 18,030 | $0.00 | 201,318 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 7 | Derivative | Restricted Stock Unit (RSU) | 2023-02-25 | M | D | 4,493 | $0.00 | 0 | D | $0.00 · — to — | 4,493 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 8 | Derivative | Restricted Stock Unit (RSU) | 2023-02-25 | M | D | 6,298 | $0.00 | 25,192 | D | $0.00 · — to — | 6,298 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 9 | Derivative | Restricted Stock Unit (RSU) | 2023-02-25 | M | D | 4,279 | $0.00 | 34,234 | D | $0.00 · — to — | 4,279 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F8) The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 10 | Derivative | Restricted Stock Unit (RSU) | 2023-02-25 | M | D | 5,487 | $0.00 | 21,949 | D | $0.00 · — to — | 5,487 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 11 | Derivative | Restricted Stock Unit (RSU) | 2023-02-25 | M | D | 18,030 | $0.00 | 0 | D | $0.00 · — to — | 18,030 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. (F4) Not applicable. |