Form 4 for HAPN Happen, Inc.
Accepted 2023-02-28 00:00:00 ET · period of report 2023-02-25 · accession 0001127602-23-007635 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-28 | 2023-02-25 | HAPN | ARMSTRONG ANNIE | CRO | M - OptEx | $0.00 | +69.6K | 235.0K | +42% | $0 |
| D | 2023-02-28 | 2023-02-25 | HAPN | ARMSTRONG ANNIE | CRO | F - Tax | $9.61 | -36.6K | 198.4K | -16% | -$352.2K |
| DM | 2023-02-28 | 2023-02-25 | HAPN | ARMSTRONG ANNIE | CRO | M - OptEx | $0.00 | -69.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-25 | M | A | 36,058 | $0.00 | 225,271 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2023-02-25 | M | A | 23,778 | $0.00 | 189,213 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2023-02-25 | F | D | 36,647 | $9.61 | 198,390 | D | — | — | (F2) Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 4 | Common | Common Stock | 2023-02-25 | M | A | 5,487 | $0.00 | 230,758 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 5 | Common | Common Stock | 2023-02-25 | M | A | 4,279 | $0.00 | 235,037 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2023-02-25 | M | D | 23,778 | $0.00 | 118,886 | D | $0.00 · — to — | 23,778 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 7 | Derivative | Restricted Stock Unit (RSU) | 2023-02-25 | M | D | 4,279 | $0.00 | 34,234 | D | $0.00 · — to — | 4,279 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 8 | Derivative | Restricted Stock Unit (RSU) | 2023-02-25 | M | D | 5,487 | $0.00 | 21,949 | D | $0.00 · — to — | 5,487 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 9 | Derivative | Restricted Stock Unit (RSU) | 2023-02-25 | M | D | 36,058 | $0.00 | 0 | D | $0.00 · — to — | 36,058 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. (F4) Not applicable. |