Form 4 for HAPN Happen, Inc.
Accepted 2023-02-28 00:00:00 ET · period of report 2023-02-25 · accession 0001127602-23-007639 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-28 | 2023-02-25 | HAPN | Stack Fergal | SVP, Corp. Ctrl | M - OptEx | $0.00 | +15.1K | 147.7K | +11% | $0 |
| D | 2023-02-28 | 2023-02-25 | HAPN | Stack Fergal | SVP, Corp. Ctrl | F - Tax | $9.61 | -5,967 | 154.4K | -4% | -$57.3K |
| DM | 2023-02-28 | 2023-02-25 | HAPN | Stack Fergal | SVP, Corp. Ctrl | M - OptEx | $0.00 | -15.1K | 17.8K | -46% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-25 | M | A | 4,442 | $0.00 | 157,266 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2023-02-25 | M | A | 3,117 | $0.00 | 160,383 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2023-02-25 | M | A | 5,098 | $0.00 | 152,824 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2023-02-25 | M | A | 2,397 | $0.00 | 147,726 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 5 | Common | Common Stock | 2023-02-25 | F | D | 5,967 | $9.61 | 154,416 | D | — | — | (F2) Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2023-02-25 | M | D | 5,098 | $0.00 | 20,394 | D | $0.00 · — to — | 5,098 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 7 | Derivative | Restricted Stock Unit (RSU) | 2023-02-25 | M | D | 3,117 | $0.00 | 24,942 | D | $0.00 · — to — | 3,117 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 8 | Derivative | Restricted Stock Unit (RSU) | 2023-02-25 | M | D | 2,397 | $0.00 | 0 | D | $0.00 · — to — | 2,397 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 9 | Derivative | Restricted Stock Unit (RSU) | 2023-02-25 | M | D | 4,442 | $0.00 | 17,768 | D | $0.00 · — to — | 4,442 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |