Form 4 for HAPN Happen, Inc.
Accepted 2023-02-28 00:00:00 ET · period of report 2023-02-25 · accession 0001127602-23-007641 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-28 | 2023-02-25 | HAPN | Momen Ronnie | Bank-Chief of Consumer Banking | M - OptEx | $0.00 | +52.0K | 204.4K | +34% | $0 |
| D | 2023-02-28 | 2023-02-25 | HAPN | Momen Ronnie | Bank-Chief of Consumer Banking | F - Tax | $9.61 | -27.4K | 197.1K | -12% | -$263.0K |
| DM | 2023-02-28 | 2023-02-25 | HAPN | Momen Ronnie | Bank-Chief of Consumer Banking | M - OptEx | $0.00 | -52.0K | 39.0K | -57% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-25 | M | A | 5,991 | $0.00 | 178,455 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2023-02-25 | M | A | 6,718 | $0.00 | 185,173 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2023-02-25 | F | D | 27,364 | $9.61 | 197,065 | D | — | — | (F2) Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 4 | Common | Common Stock | 2023-02-25 | M | A | 9,755 | $0.00 | 214,159 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 5 | Common | Common Stock | 2023-02-25 | M | A | 10,270 | $0.00 | 224,429 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 6 | Common | Common Stock | 2023-02-25 | M | A | 19,231 | $0.00 | 204,404 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 7 | Derivative | Restricted Stock Unit (RSU) | 2023-02-25 | M | D | 19,231 | $0.00 | 0 | D | $0.00 · — to — | 19,231 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. (F4) Not applicable. |
| 8 | Derivative | Restricted Stock Unit (RSU) | 2023-02-25 | M | D | 10,270 | $0.00 | 82,160 | D | $0.00 · — to — | 10,270 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F8) The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 9 | Derivative | Restricted Stock Unit (RSU) | 2023-02-25 | M | D | 5,991 | $0.00 | 0 | D | $0.00 · — to — | 5,991 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 10 | Derivative | Restricted Stock Unit (RSU) | 2023-02-25 | M | D | 6,718 | $0.00 | 26,872 | D | $0.00 · — to — | 6,718 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 11 | Derivative | Restricted Stock Unit (RSU) | 2023-02-25 | M | D | 9,755 | $0.00 | 39,019 | D | $0.00 · — to — | 9,755 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |