Form 4 for NI NiSource
Accepted 2023-03-01 00:00:00 ET · period of report 2023-02-28 · accession 0001127602-23-007994 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-03-01 | 2023-02-28 | NI | Anderson Shawn | SVP Strategy, Chief Risk Off | F - Tax | $27.43 | -4,604 | 64.0K | -7% | -$126.3K |
| M | 2023-03-01 | 2023-02-28 | NI | Anderson Shawn | SVP Strategy, Chief Risk Off | A - Grant | $27.43 | +13.0K | 68.2K | +24% | +$357.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-28 | F | D | 383 | $27.43 | 63,581.58 | D | — | — | (F5) Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2020 Restricted Stock Unit awards. (F6) Includes shares acquired through dividend reinvestments. |
| 2 | Common | Common Stock | 2023-02-28 | A | A | 4,319 | $27.43 | 59,459.58 | D | — | — | (F1) Vesting of non-derivative performance stock units granted in 2020, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). |
| 3 | Common | Common Stock | 2023-02-28 | A | A | 8,726 | $27.43 | 68,185.58 | D | — | — | (F2) Vesting of non-derivative special performance stock units granted in 2021, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). |
| 4 | Common | Common Stock | 2023-02-28 | F | D | 1,204 | $27.43 | 66,981.58 | D | — | — | (F3) Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above. |
| 5 | Common | Common Stock | 2023-02-28 | F | D | 3,017 | $27.43 | 63,964.58 | D | — | — | (F4) Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the special performance stock units above. |