Form 4 for NI NiSource
Accepted 2023-03-01 00:00:00 ET · period of report 2023-02-28 · accession 0001127602-23-007996 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-03-01 | 2023-02-28 | NI | Brown Donald Eugene | EVP, CFO | A - Grant | $27.43 | +56.6K | 219.1K | +35% | +$1.55M |
| M | 2023-03-01 | 2023-02-28 | NI | Brown Donald Eugene | EVP, CFO | F - Tax | $27.43 | -28.7K | 204.8K | -12% | -$787.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-28 | A | A | 24,831 | $27.43 | 198,244 | D | — | — | (F1) Vesting of non-derivative performance stock units granted in 2020, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). |
| 2 | Common | Common Stock | 2023-02-28 | F | D | 10,870 | $27.43 | 187,374 | D | — | — | (F2) Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above. |
| 3 | Common | Common Stock | 2023-02-28 | A | A | 31,731 | $27.43 | 219,105 | D | — | — | (F3) Vesting of non-derivative special performance stock units granted in 2020, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). |
| 4 | Common | Common Stock | 2023-02-28 | F | D | 3,555 | $27.43 | 201,278 | D | — | — | (F5) Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2020 Restricted Stock Unit awards. |
| 5 | Common | Common Stock | 2023-02-28 | F | D | 14,272 | $27.43 | 204,833 | D | — | — | (F4) Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the special performance stock units above. |