Form 4 for NI NiSource
Accepted 2023-03-01 00:00:00 ET · period of report 2023-02-28 · accession 0001127602-23-007997 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-03-01 | 2023-02-28 | NI | Cuccia Kimberly S | SVP, GC, Corp Sec | F - Tax | $27.43 | -2,393 | 29.1K | -8% | -$65.6K |
| M | 2023-03-01 | 2023-02-28 | NI | Cuccia Kimberly S | SVP, GC, Corp Sec | A - Grant | $27.43 | +6,895 | 30.1K | +30% | +$189.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-28 | F | D | 1,156 | $27.43 | 31,785 | D | — | — | (F4) Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the special performance stock units above. |
| 2 | Common | Common Stock | 2023-02-28 | A | A | 3,808 | $27.43 | 32,941 | D | — | — | (F2) Vesting of non-derivative special performance stock units granted in 2020, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). |
| 3 | Common | Common Stock | 2023-02-28 | A | A | 3,087 | $27.43 | 30,071 | D | — | — | (F1) Vesting of non-derivative performance stock units granted in 2020, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). |
| 4 | Common | Common Stock | 2023-02-28 | F | D | 299 | $27.43 | 31,486 | D | — | — | (F5) Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2020 Restricted Stock Unit awards. |
| 5 | Common | Common Stock | 2023-02-28 | F | D | 938 | $27.43 | 29,133 | D | — | — | (F3) Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above. |