Form 4 for NI NiSource

Accepted 2023-03-01 00:00:00 ET · period of report 2023-02-28 · accession 0001127602-23-007998 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2023-03-01	2023-02-28	NI	Gode Gunnar	VP, CAO	A - Grant	$27.43	+10.4K	21.8K	+92%	+$286.1K
M	2023-03-01	2023-02-28	NI	Gode Gunnar	VP, CAO	F - Tax	$27.43	-3,665	19.7K	-16%	-$100.5K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-02-28	A	A	5,142	$27.43	18,042	D	—	—	(F1) Vesting of non-derivative performance stock units granted in 2020, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).
2	Common	Common Stock	2023-02-28	F	D	1,562	$27.43	16,480	D	—	—	(F2) Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.
3	Common	Common Stock	2023-02-28	A	A	5,289	$27.43	21,769	D	—	—	(F3) Vesting of non-derivative special performance stock units granted in 2021, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).
4	Common	Common Stock	2023-02-28	F	D	1,606	$27.43	20,163	D	—	—	(F4) Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the special performance stock units above.
5	Common	Common Stock	2023-02-28	F	D	497	$27.43	19,666	D	—	—	(F5) Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2020 Restricted Stock Unit awards.