Form 4 for NI NiSource

Accepted 2023-03-01 00:00:00 ET · period of report 2023-02-28 · accession 0001127602-23-008000 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2023-03-01	2023-02-28	NI	Hooper Michael	SVP, Pres, NIPSCO	A - Grant	$27.43	+17.2K	28.4K	+154%	+$471.7K
M	2023-03-01	2023-02-28	NI	Hooper Michael	SVP, Pres, NIPSCO	F - Tax	$27.43	-5,601	32.0K	-15%	-$153.6K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-02-28	A	A	8,428	$27.43	34,350	D	—	—	(F3) Vesting of non-derivative special performance stock units granted in 2021, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).
2	Common	Common Stock	2023-02-28	F	D	2,459	$27.43	25,922	D	—	—	(F2) Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.
3	Common	Common Stock	2023-02-28	A	A	8,769	$27.43	28,381	D	—	—	(F1) Vesting of non-derivative performance stock units granted in 2020, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).
4	Common	Common Stock	2023-02-28	F	D	782	$27.43	31,208	D	—	—	(F5) Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2020 Restricted Stock Unit awards.
5	Common	Common Stock	2023-02-28	F	D	2,360	$27.43	31,990	D	—	—	(F4) Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.