Form 4 for PRU Prudential Financial
Accepted 2023-03-02 00:00:00 ET · period of report 2023-02-28 · accession 0001127602-23-008441 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-02 | 2023-02-28 | PRU | KAPPLER ANN M | EVP, GC | M - OptEx | $0.00 | +3,439 | 14.3K | +32% | $0 |
| DM | 2023-03-02 | 2023-02-28 | PRU | KAPPLER ANN M | EVP, GC | F - Tax | $100.00 | -1,061 | 13.2K | -7% | -$106.1K |
| DM | 2023-03-02 | 2023-02-28 | PRU | KAPPLER ANN M | EVP, GC | M - OptEx | $0.00 | -3,439 | 1,791 | -66% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-28 | M | A | 1,791 | $0.00 | 13,755 | D | — | — | (F1) Represents the vesting of previously awarded restricted stock units. |
| 2 | Common | Common Stock | 2023-02-28 | F | D | 553 | $100.00 | 12,694 | D | — | — | (F2) Represents shares withheld for the payment of taxes. |
| 3 | Common | Common Stock | 2023-02-28 | M | A | 1,648 | $0.00 | 14,342 | D | — | — | (F1) Represents the vesting of previously awarded restricted stock units. |
| 4 | Common | Common Stock | 2023-02-28 | F | D | 508 | $100.00 | 13,247 | D | — | — | (F2) Represents shares withheld for the payment of taxes. |
| 5 | Derivative | 2022 Restricted Stock Units | 2023-02-28 | M | D | 1,648 | $0.00 | 3,298 | D | $0.00 · — to — | 1,648 Common Stock | (F3) The Restricted Stock Units convert to common stock on a 1 to 1 basis. (F5) The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. |
| 6 | Derivative | 2021 Restricted Stock Units | 2023-02-28 | M | D | 1,791 | $0.00 | 1,791 | D | — · — to — | 1,791 Common Stock | (F3) The Restricted Stock Units convert to common stock on a 1 to 1 basis. (F4) The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. |