Form 4 for PRU Prudential Financial
Accepted 2023-03-02 00:00:00 ET · period of report 2023-02-28 · accession 0001127602-23-008445 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-02 | 2023-02-28 | PRU | Lowrey Charles F | CEO, Dir, COB | F - Tax | $100.00 | -10.7K | 119.1K | -8% | -$1.07M |
| DM | 2023-03-02 | 2023-02-28 | PRU | Lowrey Charles F | CEO, Dir, COB | M - OptEx | $0.00 | +20.1K | 121.2K | +20% | $0 |
| DM | 2023-03-02 | 2023-02-28 | PRU | Lowrey Charles F | CEO, Dir, COB | M - OptEx | $0.00 | -20.1K | 17.2K | -54% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-28 | F | D | 4,546 | $100.00 | 116,635 | D | — | — | (F2) Represents shares withheld for the payment of taxes. |
| 2 | Common | Common Stock | 2023-02-28 | M | A | 8,585 | $0.00 | 125,220 | D | — | — | (F1) Represents the vesting of previously awarded restricted stock units. |
| 3 | Common | Common Stock | 2023-02-28 | F | D | 6,124 | $100.00 | 119,096 | D | — | — | (F2) Represents shares withheld for the payment of taxes. |
| 4 | Common | Common Stock | 2023-02-28 | M | A | 11,564 | $0.00 | 121,181 | D | — | — | (F1) Represents the vesting of previously awarded restricted stock units. |
| 5 | Derivative | 2021 Restricted Stock Units | 2023-02-28 | M | D | 11,564 | $0.00 | 11,565 | D | — · — to — | 11,564 Common Stock | (F3) The Restricted Stock Units convert to common stock on a 1 to 1 basis. (F4) The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. |
| 6 | Derivative | 2022 Restricted Stock Units | 2023-02-28 | M | D | 8,585 | $0.00 | 17,172 | D | $0.00 · — to — | 8,585 Common Stock | (F3) The Restricted Stock Units convert to common stock on a 1 to 1 basis. (F5) The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. |