Form 4 for CBU COMMUNITY FINANCIAL SYSTEM, INC.
Accepted 2023-03-03 00:00:00 ET · period of report 2022-12-22 · accession 0001127602-23-008666 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-03 | 2023-03-01 | CBU | ACE BRIAN R | Dir | M - OptEx | $29.79 | +4,148 | 67.2K | +7% | +$123.6K |
| D | 2023-03-03 | 2022-12-22 | CBU | ACE BRIAN R | Dir | G - Gift | $0.00 | -8,332 | 59.7K | -12% | $0 |
| D | 2023-03-03 | 2023-03-01 | CBU | ACE BRIAN R | Dir | S - Sale+OE | $60.54 | -4,148 | 63.0K | -6% | -$251.1K |
| D | 2023-03-03 | 2023-03-01 | CBU | ACE BRIAN R | Dir | M - OptEx | $0.00 | -4,148 | 483 | -90% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | M | A | 4,148 | $29.79 | 67,158.60 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-22 | G | D | 8,332 | $0.00 | 59,737 | D | — | — | (F2) Includes 919 shares acquired pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan. |
| 3 | Common | Common Stock | 2023-03-01 | S | D | 4,148 | $60.54 | 63,010.60 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.5003 to $60.5623, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Derivative | Stock Option | 2023-03-01 | M | D | 4,148 | $0.00 | 483 | D | $29.79 · 2013-03-19 to 2023-03-19 | 4,148 Common Stock |