Form 4 for YUMC Yum China Holdings, Inc.
Accepted 2023-03-06 00:00:00 ET · period of report 2023-03-03 · accession 0001127602-23-008970 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-06 | 2023-03-03 | YUMC | Huang Johnson | Chief Customer Off | S - Sale+OE | $62.00 | -10.7K | 54.2K | -16% | -$663.8K |
| DM | 2023-03-06 | 2023-03-03 | YUMC | Huang Johnson | Chief Customer Off | M - OptEx | $21.30 | +16.3K | 60.4K | +37% | +$347.5K |
| DM | 2023-03-06 | 2023-03-03 | YUMC | Huang Johnson | Chief Customer Off | D - Sale to Iss | $62.00 | -5,606 | 50.9K | -10% | -$347.6K |
| DM | 2023-03-06 | 2023-03-03 | YUMC | Huang Johnson | Chief Customer Off | M - OptEx | $0.00 | -16.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-03 | S | D | 4,461 | $62.00 | 53,268 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-03 | M | A | 6,797 | $21.30 | 57,729 | D | — | — | |
| 3 | Common | Common Stock | 2023-03-03 | D | D | 3,270 | $62.00 | 50,932 | D | — | — | |
| 4 | Common | Common Stock | 2023-03-03 | S | D | 6,246 | $62.00 | 54,202 | D | — | — | |
| 5 | Common | Common Stock | 2023-03-03 | M | A | 9,516 | $21.30 | 60,448 | D | — | — | |
| 6 | Common | Common Stock | 2023-03-03 | D | D | 2,336 | $62.00 | 50,932 | D | — | — | |
| 7 | Derivative | Stock Appreciation Right | 2023-03-03 | M | D | 9,516 | $0.00 | 0 | D | $21.30 · — to 2024-02-05 | 9,516 Common Stock | (F1) Vested in full. |
| 8 | Derivative | Stock Appreciation Right | 2023-03-03 | M | D | 6,797 | $0.00 | 0 | D | $21.30 · — to 2024-02-05 | 6,797 Common Stock | (F1) Vested in full. |