Form 4 for BHC Bausch Health Companies Inc.
Accepted 2023-03-06 00:00:00 ET · period of report 2023-03-02 · accession 0001127602-23-009095 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-06 | 2023-03-02 | BHC | Vadaketh Tom George | EVP, CFO | F - Tax | $9.25 | -4,001 | 466.2K | -0.9% | -$37.0K |
| D | 2023-03-06 | 2023-03-02 | BHC | Vadaketh Tom George | EVP, CFO | A - Grant | $0.00 | +142.7K | 608.9K | +31% | $0 |
| D | 2023-03-06 | 2023-03-02 | BHC | Vadaketh Tom George | EVP, CFO | A - Grant | $0.00 | +123.2K | 123.2K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares, No Par Value | 2023-03-02 | F | D | 4,001 | $9.25 | 466,203 | D | — | — | (F1) This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units. |
| 2 | Common | Common Shares, No Par Value | 2023-03-02 | A | A | 142,678 | $0.00 | 608,881 | D | — | — | (F2) Represents the award of restricted share units ("RSUs") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value, of Bausch Health Companies Inc. |
| 3 | Derivative | Non-Qualified Stock Options (right to purchase) | 2023-03-02 | A | A | 123,177 | $0.00 | 123,177 | D | $9.25 · — to 2033-03-02 | 123,177 Common Shares, No Par Value | (F3) The options vest in equal installments on each of the first three anniversaries of the date of grant. |