Form 4 for XNCR Xencor Inc
Accepted 2023-03-06 00:00:00 ET · period of report 2023-03-02 · accession 0001127602-23-009192 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-06 | 2023-03-03 | XNCR | Desjarlais John R | CSO, SR. VP | S - Sale | $31.54 | -1,232 | 153.2K | -0.8% | -$38.9K |
| D | 2023-03-06 | 2023-03-02 | XNCR | Desjarlais John R | CSO, SR. VP | A - Grant | $0.00 | +18.8K | 154.4K | +14% | $0 |
| D | 2023-03-06 | 2023-03-02 | XNCR | Desjarlais John R | CSO, SR. VP | A - Grant | $0.00 | +112.5K | 112.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-03 | S | D | 1,232 | $31.54 | 153,151 | D | — | — | (F1) Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 3,029 restricted stock units. |
| 2 | Common | Common Stock | 2023-03-02 | A | A | 18,758 | $0.00 | 154,383 | D | — | — | (F2) Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant. |
| 3 | Derivative | Stock Options | 2023-03-02 | A | A | 112,545 | $0.00 | 112,545 | D | $31.43 · — to 2033-03-01 | 112,545 Common Stock | (F3) 25% of the shares subject to the option shall vest on the one year anniversary of March 2, 2023 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. |