Form 4 for XNCR Xencor Inc

Accepted 2023-03-06 00:00:00 ET · period of report 2023-03-02 · accession 0001127602-23-009197 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-03-06	2023-03-03	XNCR	Eckert Celia	VP, GC	S - Sale	$31.54	-427	40.1K	-1%	-$13.5K
D	2023-03-06	2023-03-02	XNCR	Eckert Celia	VP, GC	A - Grant	$0.00	+10.5K	40.6K	+35%	$0
D	2023-03-06	2023-03-02	XNCR	Eckert Celia	VP, GC	A - Grant	$0.00	+63.0K	63.0K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-03-03	S	D	427	$31.54	40,149	D	—	—	(F2) Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 1,049 restricted stock units. (F3) Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 746 shares acquired in June 2022 and 350 shares acquired in December 2022.
2	Common	Common Stock	2023-03-02	A	A	10,504	$0.00	40,576	D	—	—	(F1) Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.
3	Derivative	Stock Options	2023-03-02	A	A	63,025	$0.00	63,025	D	$31.43 · — to 2033-03-01	63,025 Common Stock	(F4) 25% of the shares subject to the option shall vest on the one year anniversary of March 2, 2023 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.