Form 4 for XNCR Xencor Inc
Accepted 2023-03-06 00:00:00 ET · period of report 2023-03-02 · accession 0001127602-23-009203 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-06 | 2023-03-02 | XNCR | Dahiyat Bassil I | Pres, CEO, Dir | A - Grant | $0.00 | +52.5K | 261.0K | +25% | $0 |
| D | 2023-03-06 | 2023-03-03 | XNCR | Dahiyat Bassil I | Pres, CEO, Dir | S - Sale | $31.54 | -2,851 | 258.1K | -1% | -$89.9K |
| D | 2023-03-06 | 2023-03-02 | XNCR | Dahiyat Bassil I | Pres, CEO, Dir | A - Grant | $0.00 | +315.1K | 315.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-02 | A | A | 52,521 | $0.00 | 260,985 | D | — | — | (F1) Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant. |
| 2 | Common | Common Stock | 2023-03-03 | S | D | 2,851 | $31.54 | 258,134 | D | — | — | (F2) Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 7,869 restricted stock units. (F3) Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 380 shares acquired in June 2022 and 269 shares acquired in December 2022. |
| 3 | Derivative | Stock Options | 2023-03-02 | A | A | 315,126 | $0.00 | 315,126 | D | $31.43 · — to 2033-03-01 | 315,126 Common Stock | (F4) 25% of the shares subject to the option shall vest on the one year anniversary of March 2, 2023 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. |