Form 4 for AMG AFFILIATED MANAGERS GROUP, INC.
Accepted 2023-03-07 00:00:00 ET · period of report 2023-03-05 · accession 0001127602-23-009333 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-07 | 2023-03-05 | AMG | Erickson John R | Head of Affiliate Engagement | M - OptEx | $0.00 | +2,711 | 63.0K | +4% | $0 |
| D | 2023-03-07 | 2023-03-05 | AMG | Erickson John R | Head of Affiliate Engagement | F - Tax | $160.76 | -10.7K | 52.2K | -17% | -$1.73M |
| D | 2023-03-07 | 2023-03-05 | AMG | Erickson John R | Head of Affiliate Engagement | A - Grant | $0.00 | +20.2K | 60.3K | +50% | $0 |
| DM | 2023-03-07 | 2023-03-05 | AMG | Erickson John R | Head of Affiliate Engagement | A - Grant | $0.00 | +15.3K | 11.0K | New | $0 |
| D | 2023-03-07 | 2023-03-05 | AMG | Erickson John R | Head of Affiliate Engagement | M - OptEx | $0.00 | -2,711 | 9,061 | -23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-05 | M | A | 2,711 | $0.00 | 62,978 | D | — | — | (F2) Reflects the vesting of previously reported awards. Awards vest 2022-2026. |
| 2 | Common | Common Stock | 2023-03-05 | F | D | 10,743 | $160.76 | 52,235 | D | — | — | (F3) Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above. |
| 3 | Common | Common Stock | 2023-03-05 | A | A | 20,153 | $0.00 | 60,267 | D | — | — | (F1) Award granted in March 2020, which settled following the achievement of performance conditions previously described in the Company's annual meeting proxy statements. |
| 4 | Derivative | Stock Units | 2023-03-05 | A | A | 4,336 | $0.00 | 4,336 | D | — · — to — | 4,336 Common Stock | (F5) The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2024, 2025, 2026 and 2027. |
| 5 | Derivative | Stock Units | 2023-03-05 | M | D | 2,711 | $0.00 | 9,061 | D | — · — to — | 2,711 Common Stock | (F2) Reflects the vesting of previously reported awards. Awards vest 2022-2026. |
| 6 | Derivative | Stock Units | 2023-03-05 | A | A | 10,964 | $0.00 | 10,964 | D | — · — to — | 10,964 Common Stock | (F4) Reflects the third tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2023 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements. |