Form 4 for PMT PennyMac Mortgage Investment Trust
Accepted 2023-03-07 00:00:00 ET · period of report 2023-03-06 · accession 0001127602-23-009362 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-07 | 2023-03-06 | PMT | Follette James | Chief Mort Fulfillment Off | F - Tax | $13.16 | -3,199 | 9,386 | -25% | -$42.1K |
| D | 2023-03-07 | 2023-03-06 | PMT | Follette James | Chief Mort Fulfillment Off | M - OptEx | $0.00 | +6,451 | 12.6K | +105% | $0 |
| D | 2023-03-07 | 2023-03-06 | PMT | Follette James | Chief Mort Fulfillment Off | M - OptEx | $0.00 | -6,451 | 0 | -100% | $0 |
| D | 2023-03-07 | 2023-03-06 | PMT | Follette James | Chief Mort Fulfillment Off | A - Grant | $0.00 | +6,451 | 6,451 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares of Beneficial Interest | 2023-03-06 | F | D | 3,199 | $13.16 | 9,386 | D | — | — | (F2) Represents shares withheld for taxes upon vesting of performance-based restricted stock units. (F3) The reported amount consists of 3,453 restricted stock units and 5,933 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 2 | Common | Common Shares of Beneficial Interest | 2023-03-06 | M | A | 6,451 | $0.00 | 12,585 | D | — | — | (F1) The reported amount consists of 3,453 restricted share units and 9,132 shares of Common Stock. The restricted share units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 3 | Derivative | Performance-Based Restricted Share Units | 2023-03-06 | M | D | 6,451 | $0.00 | 0 | D | — · 2023-03-06 to 2023-03-06 | 6,451 Common Shares of Beneficial Interest | (F4) This performance-based restricted share unit (PSU) award was granted to the Reporting Person on May 19, 2022 and settled on March 6, 2023. |
| 4 | Derivative | Performance-Based Restricted Share Units | 2023-03-06 | A | A | 6,451 | $0.00 | 6,451 | D | — · 2023-03-06 to 2023-03-06 | 6,451 Common Shares of Beneficial Interest | (F4) This performance-based restricted share unit (PSU) award was granted to the Reporting Person on May 19, 2022 and settled on March 6, 2023. |