Form 4 for KTB Kontoor Brands, Inc.
Accepted 2023-03-10 00:00:00 ET · period of report 2023-03-08 · accession 0001127602-23-009746 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-10 | 2023-03-08+ | KTB | Waldron Thomas E. | EVP, Co-COO, GB Pres Wrangler | M - OptEx | $28.52 | +73.6K | 111.1K | +196% | +$2.10M |
| DM | 2023-03-10 | 2023-03-08+ | KTB | Waldron Thomas E. | EVP, Co-COO, GB Pres Wrangler | S - Sale+OE | $51.82 | -62.7K | 101.3K | -38% | -$3.25M |
| DM | 2023-03-10 | 2023-03-08+ | KTB | Waldron Thomas E. | EVP, Co-COO, GB Pres Wrangler | M - OptEx | $0.00 | -73.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-09 | M | A | 6,304 | $30.84 | 107,650.79 | D | — | — | (F1) Common stock includes restricted stock units. |
| 2 | Common | Common Stock | 2023-03-09 | M | A | 21,500 | $30.84 | 122,846.79 | D | — | — | (F1) Common stock includes restricted stock units. |
| 3 | Common | Common Stock | 2023-03-09 | S | D | 21,500 | $51.95 | 101,346.79 | D | — | — | (F4) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from not less than $51.95 to not more than $52.04. The reporting person undertakes to provide to Kontoor Brands, Inc., any security holder of Kontoor Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. (F1) Common stock includes restricted stock units. |
| 4 | Common | Common Stock | 2023-03-08 | M | A | 22,569 | $31.07 | 119,310.79 | D | — | — | (F1) Common stock includes restricted stock units. |
| 5 | Common | Common Stock | 2023-03-08 | S | D | 22,569 | $51.70 | 96,741.79 | D | — | — | (F2) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from not less than $51.70 to not more than $51.7650. The reporting person undertakes to provide to Kontoor Brands, Inc., any security holder of Kontoor Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. (F1) Common stock includes restricted stock units. |
| 6 | Common | Common Stock | 2023-03-08 | M | A | 8,860 | $25.27 | 105,601.79 | D | — | — | (F1) Common stock includes restricted stock units. |
| 7 | Common | Common Stock | 2023-03-08 | S | D | 8,860 | $51.75 | 96,741.79 | D | — | — | (F1) Common stock includes restricted stock units. |
| 8 | Common | Common Stock | 2023-03-09 | M | A | 14,342 | $22.04 | 111,083.79 | D | — | — | (F1) Common stock includes restricted stock units. |
| 9 | Common | Common Stock | 2023-03-09 | S | D | 9,737 | $51.89 | 101,346.79 | D | — | — | (F3) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from not less than $51.88 to not more than $52.00. The reporting person undertakes to provide to Kontoor Brands, Inc., any security holder of Kontoor Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. (F1) Common stock includes restricted stock units. |
| 10 | Derivative | Stock Option (Right to Buy) | 2023-03-09 | M | D | 21,500 | $0.00 | 6,304 | D | $30.84 · — to 2028-02-20 | 21,500 Common Stock | (F8) This option vested as follows: 9,268 shares vested on 2/21/2019; 9,268 shares vested on 2/21/2020; and 9,268 shares vested on 2/21/2021. |
| 11 | Derivative | Stock Option (Right to Buy) | 2023-03-09 | M | D | 14,342 | $0.00 | 0 | D | $22.04 · — to 2027-02-21 | 14,342 Common Stock | (F7) This option vested as follows: 14,342 shares vested on 2/22/2020. |
| 12 | Derivative | Stock Option (Right to Buy) | 2023-03-08 | M | D | 8,860 | $0.00 | 0 | D | $25.27 · — to 2026-02-22 | 8,860 Common Stock | (F6) This option vested as follows: 8,860 shares vested on 2/23/2019. |
| 13 | Derivative | Stock Option (Right to Buy) | 2023-03-08 | M | D | 22,569 | $0.00 | 0 | D | $31.07 · — to 2025-02-17 | 22,569 Common Stock | (F5) This option vested as follows: 7,524 shares vested on 2/18/2016; 7,524 shares vested on 2/18/2017; and 7,521 shares vested on 2/18/2018. |
| 14 | Derivative | Stock Option (Right to Buy) | 2023-03-09 | M | D | 6,304 | $0.00 | 0 | D | $30.84 · — to 2028-02-20 | 6,304 Common Stock | (F8) This option vested as follows: 9,268 shares vested on 2/21/2019; 9,268 shares vested on 2/21/2020; and 9,268 shares vested on 2/21/2021. |