Form 4 for WEN Wendy's Co
Accepted 2023-03-10 00:00:00 ET · period of report 2023-03-09 · accession 0001127602-23-009765 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-10 | 2023-03-09 | WEN | Esposito Liliana | Chf Corp Affrs, Sustnblty Ofc | M - OptEx | $10.09 | +64.7K | 139.6K | +86% | +$652.8K |
| D | 2023-03-10 | 2023-03-09 | WEN | Esposito Liliana | Chf Corp Affrs, Sustnblty Ofc | S - Sale+OE | $21.26 | -64.7K | 74.9K | -46% | -$1.38M |
| D | 2023-03-10 | 2023-03-09 | WEN | Esposito Liliana | Chf Corp Affrs, Sustnblty Ofc | M - OptEx | $0.00 | -64.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-09 | M | A | 64,701 | $10.09 | 139,566 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-09 | S | D | 64,701 | $21.26 | 74,865 | D | — | — | (F1) The price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.10 to $21.60 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2023-03-09 | M | D | 64,701 | $0.00 | 0 | D | $10.09 · — to 2026-08-12 | 64,701 Common Stock | (F2) With tandem net exercise and tax withholding rights. (F3) The option vested in three equal installments on August 12, 2017, 2018 and 2019, and is currently exercisable as to all 64,701 remaining shares. |