Form 4 for KWY KINGSWAY Corp
Accepted 2023-03-23 00:00:00 ET · period of report 2023-03-21 · accession 0001127602-23-011195 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-23 | 2023-03-21 | KWY | LEVINE DOUGLAS | Dir | C - Cnv Deriv | $0.00 | +166.2K | 1.16M | +17% | $0 |
| D | 2023-03-23 | 2023-03-21 | KWY | LEVINE DOUGLAS | Dir | C - Cnv Deriv | $0.00 | -26.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-21 | C | A | 166,187 | $0.00 | 1,157,671 | D | — | — | (F1) The Class A Preferred Stock ("Preferred Stock") was convertible at a rate of one (1) share of Preferred Stock for six and 25/100th shares of Common Stock: Oakmont Capital Inc. converted 13,143 shares of Preferred Stock into 82,144 shares of Common Stock (rounded down). |
| 2 | Derivative | Class A convertible preferred share, series 1 | 2023-03-21 | C | D | 26,590 | $0.00 | 0 | D | $0.00 · 2022-01-01 to 2023-03-22 | 166,187.50 Common Stock | (F1) The Class A Preferred Stock ("Preferred Stock") was convertible at a rate of one (1) share of Preferred Stock for six and 25/100th shares of Common Stock: Oakmont Capital Inc. converted 13,143 shares of Preferred Stock into 82,144 shares of Common Stock (rounded down). |