Form 4 for KWY KINGSWAY Corp

Accepted 2023-03-23 00:00:00 ET · period of report 2023-03-21 · accession 0001127602-23-011200 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2023-03-23	2023-03-21	KWY	Kavanagh Terence Michael	Dir	C - Cnv Deriv	$0.00	+82.1K	2.11M	+4%	$0
DI	2023-03-23	2023-03-21	KWY	Kavanagh Terence Michael	Dir	C - Cnv Deriv	$0.00	-13.1K	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-03-21	C	A	82,144	$0.00	2,113,301	I By Oakmont Capital Inc.	—	—	(F1) The Class A Preferred Stock ("Preferred Stock") was convertible at a rate of one (1) share of Preferred Stock for six and 25/100th shares of Common Stock: Oakmont Capital Inc. converted 13,143 shares of Preferred Stock into 82,144 shares of Common Stock (rounded to the next whole share). (F2) The reporting person's previous Form 4 filings incorrectly listed the number of securities beneficially owned due to an administrative error which has been corrected in calculating the number of securities beneficially owned following the transaction reported herein.
2	Derivative	Class A convertible preferred share, series 1	2023-03-21	C	D	13,143	$0.00	0	I By Oakmont Capital Inc.	$0.00 · 2014-02-03 to 2023-03-22	82,143.75 Common Stock	(F1) The Class A Preferred Stock ("Preferred Stock") was convertible at a rate of one (1) share of Preferred Stock for six and 25/100th shares of Common Stock: Oakmont Capital Inc. converted 13,143 shares of Preferred Stock into 82,144 shares of Common Stock (rounded to the next whole share).