Form 4 for WSM Williams-Sonoma, Inc.
Accepted 2023-03-23 00:00:00 ET · period of report 2023-03-21 · accession 0001127602-23-011237 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-23 | 2023-03-21 | WSM | Brooks Jeremy | CAO | M - OptEx | $0.00 | +304 | 767 | +66% | $0 |
| D | 2023-03-23 | 2023-03-21 | WSM | Brooks Jeremy | CAO | F - Tax | $119.08 | -124 | 643 | -16% | -$14.8K |
| D | 2023-03-23 | 2023-03-21 | WSM | Brooks Jeremy | CAO | A - Grant | $0.00 | +2,099 | 2,099 | New | $0 |
| D | 2023-03-23 | 2023-03-21 | WSM | Brooks Jeremy | CAO | M - OptEx | $0.00 | -304 | 914 | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-21 | M | A | 304 | $0.00 | 767 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-21 | F | D | 124 | $119.08 | 643 | D | — | — | (F1) Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. |
| 3 | Derivative | Restricted Stock Units | 2023-03-21 | A | A | 2,099 | $0.00 | 2,099 | D | — · — to — | 2,099 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of WSM common stock. (F6) The restricted stock units vest in four equal installments on each anniversary of the grant date in 2024, 2025, 2026 and 2027. (F5) The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock. |
| 4 | Derivative | Restricted Stock Units | 2023-03-21 | M | D | 304 | $0.00 | 914 | D | — · — to — | 304 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of WSM common stock. (F4) The restricted stock units vest in four equal installments on each anniversary of the grant date in 2023, 2024, 2025 and 2026. (F5) The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock. |