Form 4 for YUM Yum! Brands
Accepted 2023-04-03 00:00:00 ET · period of report 2023-04-01 · accession 0001127602-23-011826 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-04-03 | 2023-04-01 | YUM | Russell David Eric | VP, Ctrl | F - Tax | $132.08 | -1,367 | 21.1K | -6% | -$180.6K |
| DM | 2023-04-03 | 2023-04-01 | YUM | Russell David Eric | VP, Ctrl | M - OptEx | $132.08 | +5,153 | 21.4K | +32% | +$680.6K |
| DM | 2023-04-03 | 2023-04-01 | YUM | Russell David Eric | VP, Ctrl | M - OptEx | $0.00 | -5,153 | 0.18 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-01 | F | D | 1,022 | $132.08 | 20,097 | D | — | — | |
| 2 | Common | Common Stock | 2023-04-01 | M | A | 3,853 | $132.08 | 21,119 | D | — | — | |
| 3 | Common | Common Stock | 2023-04-01 | M | A | 1,300 | $132.08 | 21,397 | D | — | — | |
| 4 | Common | Common Stock | 2023-04-01 | F | D | 345 | $132.08 | 21,052 | D | — | — | |
| 5 | Derivative | Phantom Stock | 2023-04-01 | M | D | 1,300 | $0.00 | 0.92 | D | — · — to — | 1,300 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F2) Payments are made in accordance with elections on file. (F3) Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. |
| 6 | Derivative | Phantom Stock | 2023-04-01 | M | D | 3,853 | $0.00 | 0.18 | D | — · — to — | 3,853 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F2) Payments are made in accordance with elections on file. (F3) Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. |