InsiderTrades

Form 4 for DNA Ginkgo Bioworks Holdings, Inc.

Accepted 2023-04-05 00:00:00 ET · period of report 2023-03-31 · accession 0001127602-23-012625 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2023-04-05 2023-03-31 DNA Fallon Marie E. See remarks M - OptEx — +17.7K 182.1K +11% —
D 2023-04-05 2023-04-03 DNA Fallon Marie E. See remarks S - Sale+OE $1.27 -8,732 173.3K -5% -$11.1K
DM 2023-04-05 2023-03-31 DNA Fallon Marie E. See remarks M - OptEx — -17.7K 50.9K -26% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2023-03-31 M A 3,750 — 181,768 D — — (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
2 Common Class A Common Stock 2023-04-03 S D 8,732 $1.27 173,343 D — —
3 Common Class A Common Stock 2023-03-31 M A 13,684 — 178,018 D — — (F1) Represents restricted stock units (the "RSUs") granted prior to the business combination of Soaring Eagle Acquisition Corp. and Ginkgo Bioworks, Inc. in September 2021 (the "Merger"), which became contingent rights to acquire equity securities of the Issuer upon consummation of the Merger. At the time of grant, the RSUs were subject to both a service-based vesting condition and a performance-based vesting condition. On November 17, 2021, the board of directors of the Issuer modified the vesting terms of RSUs, such that the Merger was deemed to have satisfied the performance condition for vesting effective as of March 15, 2022. The service-based vesting condition with respect to 13,684 of the RSUs was satisfied on April 1, 2023, and the Issuer elected to deliver one share of Class A Common Stock to the Reporting Person for each such RSU. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.
4 Common Class A Common Stock 2023-03-31 M A 307 — 182,075 D — — (F4) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.
5 Derivative Restricted Stock Units 2023-03-31 M D 13,684 — 371,328 D — · — to — 13,684 Class A Common Stock (F1) Represents restricted stock units (the "RSUs") granted prior to the business combination of Soaring Eagle Acquisition Corp. and Ginkgo Bioworks, Inc. in September 2021 (the "Merger"), which became contingent rights to acquire equity securities of the Issuer upon consummation of the Merger. At the time of grant, the RSUs were subject to both a service-based vesting condition and a performance-based vesting condition. On November 17, 2021, the board of directors of the Issuer modified the vesting terms of RSUs, such that the Merger was deemed to have satisfied the performance condition for vesting effective as of March 15, 2022. The service-based vesting condition with respect to 13,684 of the RSUs was satisfied on April 1, 2023, and the Issuer elected to deliver one share of Class A Common Stock to the Reporting Person for each such RSU. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.
6 Derivative Restricted Stock Units 2023-03-31 M D 3,750 — 176,250 D — · — to — 3,750 Class A Common Stock (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F6) The RSUs vest in 48 equal monthly installments, which began on April 1, 2023.
7 Derivative Class B Common Stock 2023-03-31 M D 307 — 50,919 D — · — to — 307 Class A Common Stock (F7) Includes shares of Class B Common Stock that are subject to vesting conditions. (F4) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.