Form 4 for YUM Yum! Brands
Accepted 2023-04-14 00:00:00 ET · period of report 2023-04-14 · accession 0001127602-23-012908 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-14 | 2023-04-14 | YUM | Catlett Scott | Chief Legal, Franchise Off | M - OptEx | $50.22 | +1,832 | 13.9K | +15% | +$92.0K |
| D | 2023-04-14 | 2023-04-14 | YUM | Catlett Scott | Chief Legal, Franchise Off | D - Sale to Iss | $135.00 | -682 | 13.3K | -5% | -$92.1K |
| D | 2023-04-14 | 2023-04-14 | YUM | Catlett Scott | Chief Legal, Franchise Off | S - Sale+OE | $135.00 | -1,150 | 12.1K | -9% | -$155.2K |
| D | 2023-04-14 | 2023-04-14 | YUM | Catlett Scott | Chief Legal, Franchise Off | M - OptEx | $0.00 | -1,832 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-14 | M | A | 1,832 | $50.22 | 13,934.41 | D | — | — | (F1) Pursuant to 10b5-1 plan adopted on February 24, 2023 |
| 2 | Common | Common Stock | 2023-04-14 | D | D | 682 | $135.00 | 13,252.41 | D | — | — | (F2) Pursuant to 10b5-1 Plan adopted on February 24, 2023 |
| 3 | Common | Common Stock | 2023-04-14 | S | D | 1,150 | $135.00 | 12,102.41 | D | — | — | (F3) Pursuant to 10b5-1 plan adopted on February 24, 2023 |
| 4 | Derivative | Stock Appreciation Right | 2023-04-14 | M | D | 1,832 | $0.00 | 0 | D | $50.22 · 2015-02-05 to 2024-02-05 | 1,832 Common Stock | (F1) Pursuant to 10b5-1 plan adopted on February 24, 2023 |