Form 4 for WSM Williams-Sonoma, Inc.
Accepted 2023-04-18 00:00:00 ET · period of report 2023-04-15 · accession 0001127602-23-013163 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-04-18 | 2023-04-15+ | WSM | ALBER LAURA | Pres, CEO, Dir | F - Tax | $118.49 | -140.2K | 652.7K | -18% | -$16.61M |
| DM | 2023-04-18 | 2023-04-15+ | WSM | ALBER LAURA | Pres, CEO, Dir | M - OptEx | $0.00 | +282.8K | 545.0K | +108% | $0 |
| DM | 2023-04-18 | 2023-04-15+ | WSM | ALBER LAURA | Pres, CEO, Dir | M - OptEx | $0.00 | -282.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-16 | F | D | 15,101 | $118.49 | 529,860 | D | — | — | (F1) Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. |
| 2 | Common | Common Stock | 2023-04-16 | M | A | 243,654 | $0.00 | 773,514 | D | — | — | |
| 3 | Common | Common Stock | 2023-04-15 | F | D | 4,309 | $118.49 | 514,504 | D | — | — | (F1) Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. |
| 4 | Common | Common Stock | 2023-04-16 | F | D | 120,804 | $118.49 | 652,710 | D | — | — | (F1) Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. |
| 5 | Common | Common Stock | 2023-04-15 | M | A | 8,689 | $0.00 | 518,813 | D | — | — | |
| 6 | Common | Common Stock | 2023-04-16 | M | A | 30,457 | $0.00 | 544,961 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2023-04-15 | M | D | 8,689 | $0.00 | 17,378 | D | — · — to — | 8,689 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of WSM common stock. (F4) The restricted stock units vest in four equal installments on each anniversary of the grant date in 2022, 2023, 2024 and 2025. (F5) The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock. |
| 8 | Derivative | Restricted Stock Units | 2023-04-16 | M | D | 30,457 | $0.00 | 30,457 | D | — · — to — | 30,457 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of WSM common stock. (F6) The restricted stock units vest in four equal installments on each anniversary of the grant date in 2021, 2022, 2023 and 2024. (F5) The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock. |
| 9 | Derivative | Restricted Stock Units | 2023-04-16 | M | D | 243,654 | $0.00 | 0 | D | — · — to — | 243,654 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of WSM common stock. (F7) Represents restricted stock units granted on August 8, 2020, which reflect the satisfaction of performance metrics. The restricted stock units were also subject to a continued service condition, which was satisfied on April 16, 2023. (F5) The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock. |