Form 4 for NIC NICOLET BANKSHARES INC
Accepted 2023-04-24 00:00:00 ET · period of report 2023-04-20 · accession 0001127602-23-013428 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-24 | 2023-04-20 | NIC | Witczak Eric James | EVP, Sec | M - OptEx | $23.80 | +15.0K | 41.0K | +58% | +$357.0K |
| D | 2023-04-24 | 2023-04-20 | NIC | Witczak Eric James | EVP, Sec | M - OptEx | $0.00 | -15.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-20 | M | A | 15,000 | $23.80 | 40,960 | D | — | — | (F1) Includes 84 additional shares acquired under the Employee Stock Purchase Plan since Mr. Witczak's last Form 4 filing on November 16, 2022, and 29 additional shares previously acquired under the Employee Stock Purchase Plan that were erroneously excluded from the amount of securities beneficially owned in Mr. Witczak's last Form 4. Mr. Witczak owns a total of 751 shares in the Employee Stock Purchase Plan as of the date of this report. |
| 2 | Derivative | Stock Option (Right to Buy) | 2023-04-20 | M | D | 15,000 | $0.00 | 0 | D | $23.80 · — to 2024-10-28 | 15,000 Common Stock | (F2) The non-qualified stock option was fully vested as of October 28, 2019. |