Form 4 for TMP TOMPKINS FINANCIAL CORP
Accepted 2023-05-01 00:00:00 ET · period of report 2023-01-11 · accession 0001127602-23-013843 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-01 | 2023-01-11+ | TMP | DeMilia David M | EVP, Pres, CEO Mahopac Bank | L - Small Acq | $71.46 | +5.60 | 4,141 | +0.1% | +$400.18 |
| D | 2023-05-01 | 2023-04-28 | TMP | DeMilia David M | EVP, Pres, CEO Mahopac Bank | F - Tax | $58.62 | -125 | 4,166 | -3% | -$7,328 |
| D | 2023-05-01 | 2023-04-28 | TMP | DeMilia David M | EVP, Pres, CEO Mahopac Bank | M - OptEx | $40.60 | +150 | 4,291 | +4% | +$6,090 |
| D | 2023-05-01 | 2023-04-28 | TMP | DeMilia David M | EVP, Pres, CEO Mahopac Bank | M - OptEx | $0.00 | -150 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-11 | L | A | 1.32 | $75.76 | 4,127.05 | D | — | — | (F1) Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan. |
| 2 | Common | Common Stock | 2023-02-13 | L | A | 1.30 | $77.13 | 4,128.34 | D | — | — | (F1) Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan. |
| 3 | Common | Common Stock | 2023-03-13 | L | A | 1.43 | $69.99 | 4,139.93 | D | — | — | (F1) Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan. |
| 4 | Common | Common Stock | 2023-04-28 | F | D | 125 | $58.62 | 4,166.48 | D | — | — | (F2) Shares withheld for Option cost and taxes |
| 5 | Common | Common Stock | 2023-04-11 | L | A | 1.55 | $64.40 | 4,141.48 | D | — | — | (F1) Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan. |
| 6 | Common | Common Stock | 2023-04-28 | M | A | 150 | $40.60 | 4,291.48 | D | — | — | |
| 7 | Derivative | Stock Appreciation Rights (SAR) | 2023-04-28 | M | D | 150 | $0.00 | 0 | D | $40.60 · — to 2023-05-03 | 150 Common Stock | (F3) Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |