Form 4 for YUM Yum! Brands
Accepted 2023-05-01 00:00:00 ET · period of report 2023-04-28 · accession 0001127602-23-013976 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-01 | 2023-04-28 | YUM | Catlett Scott | Chief Legal, Franchise Off | S - Sale+OE | $140.00 | -2,553 | 12.1K | -17% | -$357.4K |
| D | 2023-05-01 | 2023-04-28 | YUM | Catlett Scott | Chief Legal, Franchise Off | M - OptEx | $50.22 | +3,393 | 15.5K | +28% | +$170.4K |
| D | 2023-05-01 | 2023-04-28 | YUM | Catlett Scott | Chief Legal, Franchise Off | D - Sale to Iss | $140.00 | -1,218 | 14.3K | -8% | -$170.5K |
| D | 2023-05-01 | 2023-04-28 | YUM | Catlett Scott | Chief Legal, Franchise Off | M - OptEx | $0.00 | -3,393 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-28 | S | D | 378 | $140.00 | 11,724.41 | D | — | — | (F1) Pursuant to 10b5-1(c) plan adopted on February 24, 2023. |
| 2 | Common | Common Stock | 2023-04-28 | M | A | 3,393 | $50.22 | 15,495.41 | D | — | — | (F4) Pursuant to 10b5-1(c) plan adopted on February 24, 2023. |
| 3 | Common | Common Stock | 2023-04-28 | D | D | 1,218 | $140.00 | 14,277.41 | D | — | — | (F3) Pursuant to 10b5-1(c) plan adopted on February 24, 2023. |
| 4 | Common | Common Stock | 2023-04-28 | S | D | 2,175 | $140.00 | 12,102.41 | D | — | — | (F2) Pursuant to 10b5-1(c) plan adopted on February 24, 2023. |
| 5 | Derivative | Stock Appreciation Right | 2023-04-28 | M | D | 3,393 | $0.00 | 0 | D | $50.22 · 2018-02-05 to 2024-02-05 | 3,393 Common Stock | (F4) Pursuant to 10b5-1(c) plan adopted on February 24, 2023. |