Form 4 for AMGN Amgen
Accepted 2023-05-04 00:00:00 ET · period of report 2023-05-02 · accession 0001127602-23-014609 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-04 | 2023-05-03 | AMGN | Khosla Rachna | SVP, Business Development | F - Tax | $235.97 | -57 | 7,620 | -0.7% | -$13.5K |
| D | 2023-05-04 | 2023-05-02 | AMGN | Khosla Rachna | SVP, Business Development | A - Grant | $0.00 | +593 | 7,677 | +8% | $0 |
| D | 2023-05-04 | 2023-05-02 | AMGN | Khosla Rachna | SVP, Business Development | A - Grant | $0.00 | +5,016 | 5,016 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-03 | F | D | 57 | $235.97 | 7,620 | D | — | — | (F2) These shares include the following RSUs granted under the Company's equity plans: 201 RSUs which will vest in installments of 99 on 5/5/2023 and 102 on 5/5/2024; 252 RSUs which will vest in installments of 124 on 4/30/2024 and 128 on 4/30/2025; 1,169 RSUs which will vest in installments of 385 on 11/5/2023, 386 on 11/5/2024 and 398 on 11/5/2025; 468 RSUs which will vest on 11/5/2023; 606 RSUs which will vest in installments of 199 on 5/2/2024, 200 on 5/2/2025, and 207 on 5/2/2026; and 593 RSUs which will vest in in installments of 195 on 5/2/2025, 196 on 5/2/2026 and one installment of 202 on 5/2/2027. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. (F3) These shares include 137 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. |
| 2 | Common | Common Stock | 2023-05-02 | A | A | 593 | $0.00 | 7,677 | D | — | — | (F1) The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vest in three annual installments of 33%, 33% and 34% on 5/2/2025, 5/2/2026 and 5/2/2027, respectively. |
| 3 | Derivative | Nqso (Right to Buy) | 2023-05-02 | A | A | 5,016 | $0.00 | 5,016 | D | $235.97 · 2025-05-02 to 2033-05-02 | 5,016 Common Stock | (F4) These non-qualified stock options are exercisable in three installments of 33%, 33% and 34% on 5/2/2025, 5/2/2026 and 5/2/2027, respectively. |