Form 4 for AMGN Amgen
Accepted 2023-05-04 00:00:00 ET · period of report 2023-05-02 · accession 0001127602-23-014614 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-04 | 2023-05-03 | AMGN | Grygiel Nancy A. | SVP, CCO | F - Tax | $235.97 | -62 | 14.3K | -0.4% | -$14.6K |
| D | 2023-05-04 | 2023-05-02 | AMGN | Grygiel Nancy A. | SVP, CCO | A - Grant | $0.00 | +635 | 14.3K | +5% | $0 |
| D | 2023-05-04 | 2023-05-02 | AMGN | Grygiel Nancy A. | SVP, CCO | A - Grant | $0.00 | +5,375 | 5,375 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-03 | F | D | 62 | $235.97 | 14,278 | D | — | — | (F3) These shares include 584 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. (F2) These shares include the following RSUs granted under the Company's equity plans: 284 RSUs which will vest in installments of 140 on 5/5/2023 and 144 on 5/5/2024; 5,477 RSUs which will vest in installments of 2,697 on 7/31/2023 and 2,780 on 7/31/2024; 392 RSUs which will vest in installments of 193 on 4/30/2024 and 199 on 4/30/2025; 468 RSUs which will vest on 11/5/2023; 649 RSUs which will vest in two installments of 214 on 5/2/2024 and 5/2/2025, and one installment of 221 on 5/2/2026; and 635 RSUs which will vest in installments of 209 on 5/2/2025, 210 on 5/2/2026 and 216 on 5/2/2027. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. |
| 2 | Common | Common Stock | 2023-05-02 | A | A | 635 | $0.00 | 14,340 | D | — | — | (F1) The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vest in three annual installments of 33%, 33% and 34% on 5/2/2025, 5/2/2026 and 5/2/2027, respectively. |
| 3 | Derivative | Nqso (Right to Buy) | 2023-05-02 | A | A | 5,375 | $0.00 | 5,375 | D | $235.97 · 2025-05-02 to 2033-05-02 | 5,375 Common Stock | (F5) These non-qualified stock options are exercisable in three installments of 33%, 33% and 34% on 5/2/2025, 5/2/2026 and 5/2/2027, respectively. |