Form 4 for HVT HAVERTY FURNITURE COMPANIES INC
Accepted 2023-05-10 00:00:00 ET · period of report 2023-05-08 · accession 0001127602-23-015138 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-10 | 2023-05-08 | HVT | SMITH CLARENCE H | COB, CEO, Dir | M - OptEx | $0.00 | +8,005 | 39.9K | +25% | $0 |
| D | 2023-05-10 | 2023-05-08 | HVT | SMITH CLARENCE H | COB, CEO, Dir | F - Tax | $25.57 | -3,444 | 38.9K | -8% | -$88.1K |
| D | 2023-05-10 | 2023-05-08 | HVT | SMITH CLARENCE H | COB, CEO, Dir | A - Grant | $25.57 | +466 | 6,007 | +8% | +$11.9K |
| DM | 2023-05-10 | 2023-05-08 | HVT | SMITH CLARENCE H | COB, CEO, Dir | M - OptEx | $0.00 | -8,005 | 5,534 | -59% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-08 | M | A | 725 | $0.00 | 35,025 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-08 | M | A | 2,640 | $0.00 | 37,665 | D | — | — | |
| 3 | Common | Common Stock | 2023-05-08 | F | D | 3,444 | $25.57 | 38,861 | D | — | — | |
| 4 | Common | Common Stock | 2023-05-08 | M | A | 2,439 | $0.00 | 42,305 | D | — | — | |
| 5 | Common | Common Stock | 2023-05-08 | M | A | 2,201 | $0.00 | 39,866 | D | — | — | |
| 6 | Derivative | Phantom Stock | 2023-05-08 | A | A | 466 | $25.57 | 6,007 | D | $0.00 · — to — | 466 Common Stock | (F1) Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death. |
| 7 | Derivative | RSUs 2019 | 2023-05-08 | M | D | 725 | $0.00 | 0 | D | — · — to — | 725 Common Stock | (F2) Restricted Stock Units ("RSUs") award granted 1/31/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting. |
| 8 | Derivative | RSUs 2020 | 2023-05-08 | M | D | 2,640 | $0.00 | 0 | D | — · — to — | 2,640 Common Stock | (F3) Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting. |
| 9 | Derivative | RSUs 2021 | 2023-05-08 | M | D | 2,201 | $0.00 | 2,201 | D | — · — to — | 2,201 Common Stock | (F4) Restricted Stock Units granted 1/21/2021 and vest ratably over 3 years beginning 5/8/2022. Each RSU is equivalent to one share of common stock upon vesting. |
| 10 | Derivative | RSUs 2022 | 2023-05-08 | M | D | 2,439 | $0.00 | 5,534 | D | — · — to — | 2,439 Common Stock | (F5) Restricted Stock Units granted 1/26/2022 and vest ratably over 3 years beginning 5/8/2023. Each RSU is equivalent to one share of common stock upon vesting. |