Form 4 for PRU Prudential Financial
Accepted 2023-05-11 00:00:00 ET · period of report 2023-05-09 · accession 0001127602-23-015164 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-11 | 2023-05-09 | PRU | CASELLAS GILBERT F | Dir | D - Sale to Iss | $81.50 | -1,517 | 500 | -75% | -$123.6K |
| D | 2023-05-11 | 2023-05-09 | PRU | CASELLAS GILBERT F | Dir | M - OptEx | $0.00 | +1,517 | 2,017 | +303% | $0 |
| D | 2023-05-11 | 2023-05-09 | PRU | CASELLAS GILBERT F | Dir | A - Grant | $0.00 | +1,840 | 1,840 | New | $0 |
| D | 2023-05-11 | 2023-05-09 | PRU | CASELLAS GILBERT F | Dir | M - OptEx | $0.00 | -1,517 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-09 | D | D | 1,517 | $81.50 | 500 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-09 | M | A | 1,517 | $0.00 | 2,017 | D | — | — | |
| 3 | Derivative | 2023 Restricted Stock Units | 2023-05-09 | A | A | 1,840 | $0.00 | 1,840 | D | $0.00 · — to — | 1,840 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. (F2) The restricted stock units vest the earlier of the annual meeting or in one year on May 9, 2024. |
| 4 | Derivative | 2022 Restricted Stock Units | 2023-05-09 | M | D | 1,517 | $0.00 | 0 | D | — · — to — | 1,517 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. (F3) The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2023. |