Form 4 for APAM Artisan Partners Asset Management Inc.

Accepted 2023-05-11 00:00:00 ET · period of report 2023-05-09 · accession 0001127602-23-015261 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-05-11	2023-05-09	APAM	Ramirez Gregory K	EVP, 10%	S - Sale	$0.00	-2,885	74.5K	-4%	$0
D	2023-05-11	2023-05-09	APAM	Ramirez Gregory K	EVP, 10%	S - Sale	$34.67	-2,885	74.5K	-4%	-$100.0K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class B Common Stock, par value $0.01 per share	2023-05-09	S	D	2,885	$0.00	74,479	D	—	—	(F1) On May 9, 2023, the reporting person agreed to sell 2,885 Class B common units of Artisan Partners Holdings LP, together with a corresponding number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock") of Artisan Partners Asset Management Inc., for $34.67 per unit. No additional consideration will be received for the shares of Class B Common Stock. Pursuant to the Transfer Agreement, the sale will be effective on May 16, 2023.
2	Derivative	Class B Common Units of Artisan Partners Holdings LP	2023-05-09	S	D	2,885	$34.67	74,479	D	— · — to —	2,885 Class A Common Stock, par value $0.01 per share	(F1) On May 9, 2023, the reporting person agreed to sell 2,885 Class B common units of Artisan Partners Holdings LP, together with a corresponding number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock") of Artisan Partners Asset Management Inc., for $34.67 per unit. No additional consideration will be received for the shares of Class B Common Stock. Pursuant to the Transfer Agreement, the sale will be effective on May 16, 2023.