Form 4 for YUMC Yum China Holdings, Inc.
Accepted 2023-05-12 00:00:00 ET · period of report 2023-05-10 · accession 0001127602-23-015337 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-12 | 2023-05-10 | YUMC | Wat Joey | CEO, Dir | D - Sale to Iss | $61.90 | -1,579 | 255.1K | -0.6% | -$97.7K |
| D | 2023-05-12 | 2023-05-10 | YUMC | Wat Joey | CEO, Dir | S - Sale+OE | $61.94 | -2,800 | 256.7K | -1% | -$173.4K |
| D | 2023-05-12 | 2023-05-10 | YUMC | Wat Joey | CEO, Dir | M - OptEx | $22.32 | +4,379 | 259.5K | +2% | +$97.7K |
| D | 2023-05-12 | 2023-05-10 | YUMC | Wat Joey | CEO, Dir | M - OptEx | $0.00 | -4,379 | 3,905 | -53% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-10 | D | D | 1,579 | $61.90 | 255,144 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-10 | S | D | 2,800 | $61.94 | 256,723 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $61.90 to $62.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2023-05-10 | M | A | 4,379 | $22.32 | 259,523 | D | — | — | |
| 4 | Derivative | Stock Appreciation Right | 2023-05-10 | M | D | 4,379 | $0.00 | 3,905 | D | $22.32 · — to 2025-02-06 | 4,379 Common Stock | (F2) Vested in full. |