Form 4 for YUM Yum! Brands
Accepted 2023-05-16 00:00:00 ET · period of report 2023-05-15 · accession 0001127602-23-015775 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-16 | 2023-05-15 | YUM | Gibbs David W | CEO, Dir | D - Sale to Iss | $138.51 | -2,231 | 59.3K | -4% | -$309.0K |
| DM | 2023-05-16 | 2023-05-15 | YUM | Gibbs David W | CEO, Dir | S - Sale+OE | $138.90 | -3,920 | 57.3K | -6% | -$544.5K |
| DM | 2023-05-16 | 2023-05-15 | YUM | Gibbs David W | CEO, Dir | M - OptEx | $50.22 | +6,151 | 60.4K | +11% | +$308.9K |
| DM | 2023-05-16 | 2023-05-15 | YUM | Gibbs David W | CEO, Dir | M - OptEx | $0.00 | -6,151 | 24.5K | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-15 | D | D | 1,112 | $138.51 | 59,279.15 | D | — | — | (F2) Pursuant to 10b5-1 Plan that was adopted February 24, 2023. |
| 2 | Common | Common Stock | 2023-05-15 | S | D | 1,954 | $138.90 | 57,325.15 | D | — | — | (F3) Pursuant to 10b5-1 Plan that was adopted February 24, 2023. |
| 3 | Common | Common Stock | 2023-05-15 | D | D | 1,119 | $138.51 | 59,291.15 | D | — | — | (F5) Pursuant to 10b5-1 Plan that was adopted February 24, 2023. |
| 4 | Common | Common Stock | 2023-05-15 | S | D | 1,966 | $138.90 | 57,325.15 | D | — | — | (F6) Pursuant to 10b5-1 Plan that was adopted February 24, 2023. |
| 5 | Common | Common Stock | 2023-05-15 | M | A | 3,066 | $50.22 | 60,391.15 | D | — | — | (F1) Pursuant to 10b5-1 Plan that was adopted February 24, 2023. |
| 6 | Common | Common Stock | 2023-05-15 | M | A | 3,085 | $50.22 | 60,410.15 | D | — | — | (F4) Pursuant to 10b5-1 Plan that was adopted February 24, 2023. |
| 7 | Derivative | Stock Appreciation Right | 2023-05-15 | M | D | 3,085 | $0.00 | 27,711.78 | D | $50.22 · 2019-02-05 to 2024-02-05 | 3,085 Common Stock | (F4) Pursuant to 10b5-1 Plan that was adopted February 24, 2023. |
| 8 | Derivative | Stock Appreciation Right | 2023-05-15 | M | D | 3,066 | $0.00 | 24,520 | D | $50.22 · 2015-02-05 to 2024-02-05 | 3,066 Common Stock | (F1) Pursuant to 10b5-1 Plan that was adopted February 24, 2023. (F7) Vesting occurs on a quarterly basis beginning one year from grant date. |