Form 4 for GROV Grove Collaborative Holdings, Inc.
Accepted 2023-05-17 00:00:00 ET · period of report 2023-05-15 · accession 0001127602-23-016017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-17 | 2023-05-15 | GROV | Glazer David A. | Dir | M - OptEx | — | +162.0K | 112.5K | New | — |
| DM | 2023-05-17 | 2023-05-15 | GROV | Glazer David A. | Dir | M - OptEx | — | -162.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-15 | M | A | 142,156 | — | 259,673 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock |
| 2 | Common | Class A Common Stock | 2023-05-15 | M | A | 5,027 | — | 117,517 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock |
| 3 | Common | Class A Common Stock | 2023-05-15 | M | A | 9,799 | — | 107,465 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock |
| 4 | Common | Class A Common Stock | 2023-05-15 | M | A | 5,025 | — | 112,490 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock |
| 5 | Derivative | Restricted Stock Units | 2023-05-15 | M | D | 9,799 | — | 97,995 | D | — · — to — | 9,799 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock (F2) These RSUs vest 25% on November 15, 2022, and then in quarterly installments for the next 36 months. (F3) The RSUs have no expiration date. |
| 6 | Derivative | Restricted Stock Units | 2023-05-15 | M | D | 5,025 | — | 50,254 | D | — · — to — | 5,025 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock (F4) These RSUs will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on November 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. (F3) The RSUs have no expiration date. |
| 7 | Derivative | Restricted Stock Units | 2023-05-15 | M | D | 5,027 | — | 0 | D | — · — to — | 5,027 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock (F5) These RSUs shall vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date (F3) The RSUs have no expiration date. |
| 8 | Derivative | Restricted Stock Units | 2023-05-15 | M | D | 142,156 | — | 0 | D | — · — to — | 142,156 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock (F6) These RSUs will fully vest on the earlier of May 15, 2023 or the date of the 2023 Annual Meeting of Stockholders. (F3) The RSUs have no expiration date. |