Form 4 for VOYA Voya Financial, Inc.
Accepted 2023-05-30 00:00:00 ET · period of report 2023-03-22 · accession 0001127602-23-017111 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-30 | 2023-05-25 | VOYA | Ersek Hikmet | Dir | M - OptEx | $69.29 | +527 | 527 | New | +$36.5K |
| DM | 2023-05-30 | 2023-03-22+ | VOYA | Ersek Hikmet | Dir | A - Grant | $68.73 | +2,692 | 527 | New | +$185.0K |
| D | 2023-05-30 | 2023-05-25 | VOYA | Ersek Hikmet | Dir | M - OptEx | $0.00 | -527 | 2,164 | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-25 | M | A | 527 | $69.29 | 527 | D | — | — | |
| 2 | Derivative | Restricted Stock Units | 2023-05-25 | A | A | 2,165 | $69.29 | 2,692 | D | — · — to — | 2,165 Common Stock | (F1) Each stock unit represents a conditional right to receive one share of the company's common stock. (F4) 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2024 Annual Meeting of Shareholders. |
| 3 | Derivative | Restricted Stock Units | 2023-05-25 | M | D | 527 | $0.00 | 2,164 | D | — · — to — | 527 Common Stock | (F1) Each stock unit represents a conditional right to receive one share of the company's common stock. (F3) The restricted stock units will vest based on their respective award agreements. |
| 4 | Derivative | Restricted Stock Units | 2023-03-22 | A | A | 527 | $66.41 | 527 | D | — · — to — | 527 Common Stock | (F1) Each stock unit represents a conditional right to receive one share of the company's common stock. (F2) The shares of common stock reflect a grant of restricted stock units pursuant to the Issuer's Amended and Restated 2013 Omnibus Non-Employee Director Incentive Plan. The number of shares of restricted stock units granted was determined by reference to the closing price of a share of the Issuer's Common Stock on March 22, 2023, the appointment date. |