InsiderTrades

Form 4 for DNA Ginkgo Bioworks Holdings, Inc.

Accepted 2023-06-06 00:00:00 ET · period of report 2023-06-01 · accession 0001127602-23-018066 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2023-06-06 2023-06-01 DNA Dmytruk Mark E. See remarks M - OptEx — +85.0K 455.9K +23% —
D 2023-06-06 2023-06-02 DNA Dmytruk Mark E. See remarks S - Sale+OE $1.57 -40.5K 417.0K -9% -$63.6K
DM 2023-06-06 2023-06-01 DNA Dmytruk Mark E. See remarks M - OptEx — -85.0K 1.37M -6% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2023-06-01 M A 65,284 — 437,779 D — — (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.
2 Common Class A Common Stock 2023-06-01 M A 1,635 — 457,539 D — — (F3) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.
3 Common Class A Common Stock 2023-06-02 S D 40,511 $1.57 417,028 D — —
4 Common Class A Common Stock 2023-06-01 M A 18,125 — 455,904 D — — (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.
5 Derivative Class B Common Stock 2023-06-01 M D 1,635 — 645,045 D — · — to — 1,635 Class A Common Stock (F6) Includes shares of Class B Common Stock that are subject to vesting conditions. (F3) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.
6 Derivative Restricted Stock Units 2023-06-01 M D 18,125 — 815,625 D — · — to — 18,125 Class A Common Stock (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person. (F5) The RSUs vest in 48 equal monthly installments, which began on April 1, 2023.
7 Derivative Restricted Stock Units 2023-06-01 M D 65,284 — 1,365,760 D — · — to — 65,284 Class A Common Stock (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.