Form 4 for SNA Snap-on
Accepted 2023-06-15 00:00:00 ET · period of report 2023-06-14 · accession 0001127602-23-018803 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-15 | 2023-06-14+ | SNA | Boyd Iain | VP - Ops Development | M - OptEx | $159.80 | +13.5K | 12.2K | New | +$2.16M |
| DM | 2023-06-15 | 2023-06-14+ | SNA | Boyd Iain | VP - Ops Development | S - Sale+OE | $274.26 | -13.5K | 7,345 | -65% | -$3.71M |
| DM | 2023-06-15 | 2023-06-14+ | SNA | Boyd Iain | VP - Ops Development | M - OptEx | — | -13.5K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-14 | M | A | 5,534 | $161.18 | 12,879.38 | D | — | — | (F2) Includes 116.2899 shares acquired under the Snap-on Incorporated Employee Stock Ownership Plan and 5.1193 shares acquired under a dividend reinvestment plan. |
| 2 | Common | Common Stock | 2023-06-14 | S | D | 5,534 | $274.19 | 7,345.38 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $274.00 to $274.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| 3 | Common | Common Stock | 2023-06-15 | S | D | 8,010 | $274.31 | 7,345.38 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $274.00 to $274.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| 4 | Common | Common Stock | 2023-06-15 | M | A | 3,200 | $155.34 | 15,355.38 | D | — | — | |
| 5 | Common | Common Stock | 2023-06-15 | M | A | 4,810 | $161.18 | 12,155.38 | D | — | — | |
| 6 | Derivative | Stock Option (Right to Buy) | 2023-06-14 | M | D | 5,534 | — | 4,810 | D | $161.18 · — to 2028-02-15 | 5,534 Common Stock | (F7) Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on February 16, 2023. (F6) Option fully vested. |
| 7 | Derivative | Stock Option (Right to Buy) | 2023-06-15 | M | D | 3,200 | — | 0 | D | $155.34 · — to 2030-02-13 | 3,200 Common Stock | (F7) Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on February 16, 2023. (F6) Option fully vested. |
| 8 | Derivative | Stock Option (Right to Buy) | 2023-06-15 | M | D | 4,810 | — | 0 | D | $161.18 · — to 2028-02-15 | 4,810 Common Stock | (F7) Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on February 16, 2023. (F6) Option fully vested. |